Important client updates

October 2026

1. 30Oct
   New

   DPDP Act and client data protection

   Your Data. Your Trust. Our Responsibility !!
   At SWS, protecting your personal information is an important part of protecting your trust in us.
   
   Every financial relationship involves sharing information. From your contact details and identity documents to financial records, investment preferences and transaction-related information, we understand that the information you share with us is personal and valuable.
   
   As India moves towards a stronger framework for personal data protection through the Digital Personal Data Protection Act, 2023 (DPDP Act) and the DPDP Rules, 2025, we reaffirm our commitment to responsible data handling and privacy.
   
   How do we handle your information?
   
   1. Responsible collection
   We seek information relevant to providing our services, fulfilling regulatory requirements and meeting our legitimate business obligations.
   
   2. Secure handling
   We work to protect client information through appropriate organisational and technical safeguards, access controls and responsible handling practices.
   
   3. Confidentiality and restricted access
   Client information is handled by authorised personnel and shared only where necessary for service delivery, legal or regulatory obligations, or other permitted purposes.
   
   4. Purpose-driven use
   We use your information for the purposes for which it is collected, such as servicing your investments, processing transactions, maintaining records and meeting applicable compliance requirements.
   
   5. Responsible retention
   We retain information for the period required for business, legal and regulatory purposes and handle it responsibly in accordance with applicable requirements.
   
   What does the DPDP framework mean for you?
   The DPDP framework strengthens the rights and protections of individuals whose digital personal data is processed.
   
   Depending on the applicable provisions and circumstances, these include:
   - The right to receive clear information about the collection and use of personal data.
   - The right to access information about the processing of personal data.
   - The right to seek correction and erasure, subject to applicable legal and regulatory retention requirements.
   - The right to raise grievances regarding the handling of personal data.
   - The ability to exercise applicable consent-related choices.
   
   Our commitment
   At SWS, we believe that financial trust goes beyond investments and returns. It also means respecting your privacy, protecting your information and being transparent about how it is handled.
   
   Your financial journey is personal. So is the responsibility we have towards your data.
   For any queries or concerns regarding your personal information, please contact:
   
   SWS Fintech Services Pvt. Ltd.
2. 30Oct
   New

   A New Name. The Same Trust.

   SWS Financial Solutions Pvt. Ltd. is now SWS Fintech Services Pvt. Ltd.
   
   As part of our regulatory compliance requirements, we are pleased to inform you that the name of our company has changed from SWS Financial Solutions Pvt. Ltd. to SWS Fintech Services Pvt. Ltd., with effect from 1 October 2026.
   
   This change is being undertaken in accordance with the applicable SEBI-related compliance requirements.
   
   What does this mean for you?
   - Our commitment to serving you remains unchanged.
   - Your existing relationship with SWS continues seamlessly.
   - Our team, service philosophy and focus on your financial goals remain the same.
   - You can continue reaching us through our existing communication channels.
   For over three decades, SWS has been built on the foundation of trust, professional excellence and long-term relationships.
   
   Only our name has changed. Our commitment to you remains stronger than ever.
   
   Warm regards,
   Team SWS Fintech Services Pvt. Ltd.